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Financial advisors
Results: 1463

#	Item
831	INVESTMENT A laska P ublic E mployees ’ R etirement S ystem • FY 2010 CAFR SECTION InVESTMENT Section Add to Reading List Source URL: doa.alaska.gov Language: English - Date: 2011-11-01 15:59:10 Asset allocation State Street Global Advisors Hedge fund Private equity Citigroup Investment management UBS Lehman Brothers Comprehensive annual financial report Financial economics Investment Finance
832	Representation Regarding Independent Registered Municipal Advisors Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended Section 15B of the Securities Exchange Act of 1934 to require “mun Add to Reading List Source URL: www.mwaa.com Language: English - Date: 2014-07-01 09:11:52 Financial system United States securities law 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Financial services Securities Exchange Act Broker-dealer Financial economics Financial markets Finance
833	-1- THE FINANCIAL ADVISORS ASSOCIATION OF CANADA By-LAW N0. 2 Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2012-05-30 12:34:00 Private law Board of directors Government Article One of the United States Constitution Heights Community Council Military Order of the Dragon Business Parliamentary procedure Quorum
834	Microsoft Word - CQI subscription documents-(Advisors[removed] Add to Reading List Source URL: www.cqicapital.com Language: English - Date: 2014-07-23 10:15:46 Stock market Finance Funds Regulation D Exempt market securities Exempt market dealer Prospectus Non-reporting issuer Collective investment scheme Financial economics Investment Securities
835	Maryland Capital Advisors, Inc. - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:08:05 Investment Registered Investment Advisor Financial regulation Financial adviser Securities Act Investment Advisers Act Investment Advisor United States securities law Financial economics Finance
836	Daniel G. Falk, Daniel G. Falk & Associates PC, DGF Investment Advisors, Inc., Sean Falk and Secured Financial Services, Inc. - OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-02-16 10:45:43 Registered Investment Advisor Investment Advisor Financial adviser Broker-dealer Security Securities Act Selling away Viatical settlement Financial economics Finance Business
837	INVESTMENT A LASKA T EACHERS ’ R ETIREMENT S YSTEM • FY 2011 CAFR SECTION INVESTMENT SECTION Add to Reading List Source URL: doa.alaska.gov Language: English - Date: 2011-12-27 19:25:37 Financial services Collective investment scheme Asset allocation Hedge fund Private equity Investment management State Street Global Advisors Financial economics Investment Finance
838	Daniel G. Falk, Daniel G. Falk & Associates PC, DGF Investment Advisors, Inc., Sean Falk and Secured Financial Services, Inc. - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:10:57 Registered Investment Advisor Investment Advisor Financial adviser Viatical settlement Security Broker-dealer Selling away Finance Financial economics Business
839	INVESTMENT A laska T eachers ’ R etirement S ystem • FY 2010 CAFR SECTION Add to Reading List Source URL: doa.alaska.gov Language: English - Date: 2011-11-01 15:50:46 Asset allocation Hedge fund Private equity State Street Global Advisors Investment management Citigroup Lehman Brothers Comprehensive annual financial report Financial economics Investment Finance
840	South Carolina Deferred Compensation Program 401(k) Plan Information Plan Name: State of South Carolina Salary Deferral [401(k)] and Savings Profit Sharing Plan Add to Reading List Source URL: www.mmo.sc.gov Language: English - Date: 2014-04-15 15:57:55 Exchange-traded funds Employment compensation Personal finance 401 State Street Global Advisors Individual Retirement Accounts 457 plan TIAA-CREF 403 Investment Financial economics Internal Revenue Code

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